Total Return Securities (NYSE:SWZ) CEO Purchases $12,400.00 in Stock

Posted by James Conley on Mar 2nd, 2026

Total Return Securities, Inc. (NYSE:SWZ – Get Free Report) CEO Andrew Dakos bought 2,000 shares of the business’s stock in a transaction on Friday, February 27th. The shares were acquired at an average price of $6.20 per share, with a total value of $12,400.00. Following the transaction, the chief executive officer directly owned 22,677 shares of the company’s stock, valued at approximately $140,597.40. This trade represents a 9.67% increase in their ownership of the stock. The acquisition was disclosed in a filing with the Securities & Exchange Commission, which is available through this hyperlink.

Andrew Dakos also recently made the following trade(s):

On Thursday, February 26th, Andrew Dakos purchased 5,000 shares of Total Return Securities stock. The stock was acquired at an average cost of $6.17 per share, for a total transaction of $30,850.00.
On Wednesday, February 4th, Andrew Dakos purchased 6,000 shares of Total Return Securities stock. The shares were acquired at an average price of $6.03 per share, for a total transaction of $36,180.00.
On Tuesday, February 3rd, Andrew Dakos acquired 10,000 shares of Total Return Securities stock. The stock was acquired at an average cost of $5.97 per share, with a total value of $59,700.00.

Total Return Securities Stock Down 1.0%

Total Return Securities stock traded down $0.07 during mid-day trading on Monday, reaching $6.15. The company’s stock had a trading volume of 123,679 shares, compared to its average volume of 131,162. The firm’s fifty day moving average price is $6.14 and its two-hundred day moving average price is $6.08. Total Return Securities, Inc. has a 12-month low of $5.84 and a 12-month high of $9.43.

Institutional Trading of Total Return Securities

A number of institutional investors have recently added to or reduced their stakes in SWZ. Raymond James Financial Inc. bought a new position in Total Return Securities in the 2nd quarter worth about $55,000. Marex Group plc purchased a new stake in shares of Total Return Securities in the fourth quarter worth about $62,000. Private Management Group Inc. bought a new position in shares of Total Return Securities in the second quarter valued at approximately $67,000. Capital Investment Counsel Inc bought a new position in shares of Total Return Securities in the fourth quarter valued at approximately $93,000. Finally, TrueMark Investments LLC purchased a new position in Total Return Securities during the fourth quarter valued at approximately $95,000. Hedge funds and other institutional investors own 41.12% of the company’s stock.

Total Return Securities Company Profile

(Get Free Report)

Total Return Securities (NYSE:SWZ) is a closed-end management investment company listed on the New York Stock Exchange. The fund seeks to deliver a high total return for shareholders by combining capital appreciation with current income. It provides access to a diversified portfolio of equity and fixed-income securities spanning multiple industries and regions.

SWZ’s investment strategy typically blends dividend-paying common stocks, corporate bonds and other credit instruments. The fund may employ moderate leverage to enhance returns and pursues an active management approach, dynamically adjusting its allocations in response to evolving market conditions.